Farid Farhoumand
Farid Farhoumand is a registered investment advisor at LPL Financial LLC, based in Fort Wayne, IN, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1001 Chestnut Hills Pkwy, Suite 110, Fort Wayne, IN, 46814
Get directionsHistory
Regulatory History (13)
Customer Dispute
November 2020Customer Dispute
January 2017Customer Dispute
February 2016Customer Dispute
March 2012Customer Dispute
April 2007Customer Dispute
May 2006Customer Dispute
March 2005Customer Dispute
July 2004Customer Dispute
August 2003Customer Dispute
July 2003Customer Dispute
March 2002Customer Dispute
February 2002Customer Dispute
June 1998Other Business ActivitiesSells Insurance
Farid is an agent for American Financial Brokerage Group, selling various insurance products, and owns One Resource Financial Consultants, a securities-related business. He also provides real estate services through American Financial Brokerage Group LLC, receiving rent payments.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
H. Beck, INC.
H. Beck, INC.Broker
Gunnallen Financial, INCBroker
Gunnallen Financial, INC
Atlas Capital Management CORP
Sii Investments, INC.
Sii Investments, INC.Broker
Afh Financial Consortium, INC.Broker
Washington Square Securities, INC.Broker
Reliastar Financial Marketing CORP.Broker
John Hancock Mutual Life Insurance CompanyBroker
John Hancock Distributors, INC.Broker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.