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Farid Farhoumand

LPL Financial LLC
45 Years of Experience
Fort Wayne, IN
13 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Farid Farhoumand is a registered investment advisor at LPL Financial LLC, based in Fort Wayne, IN, with 45 years of industry experience. Farid is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1001 Chestnut Hills Pkwy, Suite 110, Fort Wayne, IN, 46814

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History

Regulatory History (13)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2020
Denied
Customer Dispute
January 2017
Settled
Customer Dispute
February 2016
Settled
Customer Dispute
March 2012
Denied
Customer Dispute
April 2007
Settled
Customer Dispute
May 2006
Denied
Customer Dispute
March 2005
Denied
Customer Dispute
July 2004
Denied
Customer Dispute
August 2003
Denied
Customer Dispute
July 2003
Denied
Customer Dispute
March 2002
Closed-No Action
Customer Dispute
February 2002
Settled
Customer Dispute
June 1998
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Farid is an agent for American Financial Brokerage Group, selling various insurance products, and owns One Resource Financial Consultants, a securities-related business. He also provides real estate services through American Financial Brokerage Group LLC, receiving rent payments.

Employment History
Current Registrations
LPL Financial LLCBroker
July 2025 - Present · 1 yr 3 mos
LPL Financial LLC
July 2025 - Present · 1 yr 3 mos
Previous Registrations
Next Financial Group, INC.
September 2014 - July 2025 · 10 yrs 10 mos
Next Financial Group, INC.Broker
September 2014 - July 2025 · 10 yrs 10 mos
H. Beck, INC.
September 2008 - September 2014 · 6 yrs
H. Beck, INC.Broker
September 2008 - September 2014 · 6 yrs
Gunnallen Financial, INC
August 2006 - September 2008 · 2 yrs 1 mo
Gunnallen Financial, INCBroker
August 2006 - September 2008 · 2 yrs 1 mo
Atlas Capital Management CORP
January 1999 - July 2003 · 4 yrs 6 mos
Sii Investments, INC.
November 1998 - August 2006 · 7 yrs 9 mos
Sii Investments, INC.Broker
October 1998 - August 2006 · 7 yrs 10 mos
Afh Financial Consortium, INC.Broker
November 1995 - April 2002 · 6 yrs 5 mos
Washington Square Securities, INC.Broker
August 1995 - November 1998 · 3 yrs 3 mos
Reliastar Financial Marketing CORP.Broker
December 1988 - August 1995 · 6 yrs 8 mos
John Hancock Distributors, INC.Broker
April 1981 - December 1988 · 7 yrs 8 mos
John Hancock Mutual Life Insurance CompanyBroker
April 1981 - December 1988 · 7 yrs 8 mos
State Registrations30 states
ARAZCACODCFLGAILINKSKYLAMDMEMIMSNCNENMNVNYOHOKPASCSDTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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