CB
CFP
CB
CFP

Craig Barker

32 Years of Experience
Roseville, CA
Broker

Craig Barker is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Roseville, CA, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1410 Rocky Ridge Drive, Suite 100, Roseville, CA, 95661

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Craig is involved with the Kiwanis Club of Roseville in several capacities, including as a board member, chairman of the fireworks committee, and president. He also serves on the investment committee for the Kiwanis Club of Roseville Foundation and as an arbitrator for FINRA.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2024 - Present · 2 yrs 3 mos
Raymond James & Associates, INC.
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
May 2009 - February 2024 · 14 yrs 9 mos
Stifel, Nicolaus & Company, IncorporatedBroker
May 2009 - February 2024 · 14 yrs 9 mos
Wells Fargo Advisors, LLCBroker
January 2008 - May 2009 · 1 yr 4 mos
Wells Fargo Advisors, LLC
January 2008 - May 2009 · 1 yr 4 mos
A. G. Edwards & Sons, INC.
July 1997 - January 2008 · 10 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
August 1994 - January 2008 · 13 yrs 5 mos
Hamilton Investments, INC.Broker
August 1993 - June 1994 · 10 mos
State Registrations19 states
AZCACODCFLGAIDILNCNVOHOKORPASCTXUTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Craig Barker - Financial Advisor | TrueAdvisor