PG
PG
Paul Grover
32 Years of Experience
Texas City, TX
1 DisclosureBroker
Paul Grover is a registered investment advisor at Osaic Institutions, INC., based in Texas City, TX, with 32 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 16,312 clients with $6.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
570 advisors
Number of Clients
16,312 clients
Average Client Portfolio
$398K average
Assets Under Management
$6.5B
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum advisory fee is generally 2.50% and is negotiable between the advisor and client.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
3232 Palmer Hwy, Texas City, TX, 77590
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2007Denied
Employment History
Current Registrations
Osaic Institutions, INC.
February 2024 - Present · 2 yrs 8 mos
Osaic Institutions, INC.Broker
February 2024 - Present · 2 yrs 8 mos
Previous Registrations
Swbc Investment Company
January 2007 - February 2024 · 17 yrs 1 mo
Swbc Investment Services, LLCBroker
January 2007 - February 2024 · 17 yrs 1 mo
Financial Network Investment Corporation
March 1997 - December 2006 · 9 yrs 9 mos
Financial Network Investment CorporationBroker
March 1997 - December 2006 · 9 yrs 9 mos
Painewebber IncorporatedBroker
January 1995 - January 1996 · 1 yr
Kidder, Peabody & CO. IncorporatedBroker
September 1993 - January 1995 · 1 yr 4 mos
Prudential Securities IncorporatedBroker
April 1993 - September 1993 · 5 mos
State Registrations21 states
AKALARCAFLGALAMAMNMOMSMTNCNENMNYOHOKSCTXWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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