Barbara Ann Mutsaers

32 Years of Experience

3 DisclosuresBroker

Areas of Practice

Investment ManagementRetirement PlanningEducation PlanningInsurance PlanningTax PlanningEstate PlanningBusiness OwnersHigh Net Worth

Ipi Wealth Management, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

69 advisors

Number of Clients

10,743 clients

Average Client Portfolio

$209K average

Assets Under Management

$2.2B

Fee Structure

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $250K	2.00%
$250K - $500K	1.50%
$500K - $1.0M	1.25%
$1.0M - $3.0M	1.00%
$3M+	0.75%

Fee schedule can be negotiated on a case-by-case basis.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

Zagarolo

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

June 2003

Award / Judgment

Customer Dispute

January 1997

Award / Judgment

Customer Dispute

December 1996

Settled

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Ipi Wealth Management, INC.

November 2016 - Present · 9 yrs 3 mos

Investment Planners, INC.Broker

February 2015 - Present · 11 yrs

Previous Registrations

First Midwest Securities, INC.Broker

June 2004 - February 2015 · 10 yrs 8 mos

Sterling Financial Investment Group, INC.Broker

April 2003 - June 2004 · 1 yr 2 mos

Brill Securities, INC.Broker

December 2000 - March 2003 · 2 yrs 3 mos

Signal Securities, INC.Broker

October 1997 - December 2000 · 3 yrs 2 mos

Smith Culver InvestmentsBroker

December 1995 - August 1997 · 1 yr 8 mos

W.J. Gallagher & Company, INC.Broker

March 1995 - January 1996 · 10 mos

William Lawrence Securities, INC.Broker

April 1993 - March 1995 · 1 yr 11 mos

State Registrations5 states

CAFLNHNVNY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.