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Randall Richardson

Pelican Investment Advisors, LLC
32 Years of Experience
Baton Rouge, LA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Randall Richardson is a registered investment advisor at Pelican Investment Advisors, LLC, based in Baton Rouge, LA, with 32 years of industry experience. Randall is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 270 clients with $130M in assets under management.

Pelican Investment Advisors, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
270 clients
Average Client Portfolio
$476K average
Assets Under Management
$128.5M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual fees are a maximum of 2.00% and are charged quarterly in arrears based primarily on asset size and complexity. Fees are negotiable and may be lower or waived in individual cases.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10307 Jefferson Highway, Suite A, Baton Rouge, LA, 70809

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2010
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Randall is a financial advisor and owner of Pelican Investment Advisors, dedicating about a quarter of his time to it. He also has ownership or management roles in several other businesses, including insurance-related ventures, real estate, timber management, and a fishing camp holding company; some of these roles require significant time commitments.

Employment History
Current Registrations
Pelican Investment Advisors, LLC
June 2021 - Present · 5 yrs 4 mos
Purshe Kaplan Sterling InvestmentsBroker
May 2021 - Present · 5 yrs 5 mos
Previous Registrations
First Heartland Consultants, INC.
December 2019 - July 2020 · 7 mos
First Heartland Capital, INC.Broker
November 2019 - July 2020 · 8 mos
First Heartland Consultants, INC.
November 2019 - November 2019 · 0 mos
Cetera Advisors LLC
July 2018 - December 2019 · 1 yr 5 mos
Cetera Advisors LLCBroker
July 2018 - December 2019 · 1 yr 5 mos
Oneamerica Securities, INC.
February 2010 - July 2018 · 8 yrs 5 mos
Oneamerica Securities, INC.Broker
August 2001 - July 2018 · 16 yrs 11 mos
American United Life Insurance CompanyBroker
August 2001 - December 2001 · 4 mos
Ameritas Investment CORP.Broker
November 1996 - August 2001 · 4 yrs 9 mos
Fortis Investors, INC.Broker
July 1993 - December 1996 · 3 yrs 5 mos
State Registrations1 state
LA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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