SM
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Scott Marshall
32 Years of Experience
Fort Lauderdale, FL
2 DisclosuresBroker
Scott Marshall is a registered investment advisor at Wells Fargo Advisors, based in Fort Lauderdale, FL, with 32 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
350 E Las Olas Blvd 19th Fl, [D3/F7-Rbo], Fort Lauderdale, FL, 33301
Get directionsHistory
Regulatory History (2)
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Customer Dispute
September 2011Settled
Customer Dispute
February 2011Denied
Employment History
Current Registrations
Wells Fargo Advisors
November 2010 - Present · 15 yrs 6 mos
Wells Fargo Clearing Services, LLC
November 2010 - Present · 15 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
November 2010 - Present · 15 yrs 6 mos
Previous Registrations
RBC Capital Markets, LLCBroker
November 2006 - November 2010 · 4 yrs
RBC Capital Markets, LLC
November 2006 - November 2010 · 4 yrs
Lincoln Financial Advisors Corporation
August 1997 - November 2006 · 9 yrs 3 mos
Lincoln Financial Advisors CorporationBroker
August 1997 - November 2006 · 9 yrs 3 mos
The Lincoln National Life Insurance CompanyBroker
August 1997 - April 2006 · 8 yrs 8 mos
Lincoln Financial Advisors CorporationBroker
July 1997 - July 1997 · 0 mos
The Lincoln National Life Insurance CompanyBroker
July 1997 - July 1997 · 0 mos
Allmerica Investments, INC.Broker
May 1993 - July 1997 · 4 yrs 2 mos
State Registrations23 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.