Robert Esso is a registered investment advisor at Morgan Stanley, based in Weston, FL, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Weston, FL
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Regulatory History (1)
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Customer Dispute
August 2009Settled
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
June 2003 - June 2009 · 6 yrs
Citigroup Global Markets INC.Broker
June 2003 - June 2009 · 6 yrs
Prudential Securities Incorporated
January 1997 - June 2003 · 6 yrs 5 mos
Prudential Securities IncorporatedBroker
May 1993 - June 2003 · 10 yrs 1 mo
State Registrations24 states
ALCACOCTDEFLGAHIKYLAMAMEMINCNJNVNYOHOKORPASCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.