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Raymond Haskell

United Capital Management of Kansas, INC.
32 Years of Experience
Wichita, KS
1 DisclosureBrokerSells Insurance
View SEC Summary
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Raymond Haskell is a registered investment advisor at United Capital Management of Kansas, INC., based in Wichita, KS, with 32 years of industry experience. Raymond is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 1,655 clients with $880M in assets under management.

United Capital Management of Kansas, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25 advisors
Number of Clients
1,655 clients
Average Client Portfolio
$535K average
Assets Under Management
$884.8M

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Minimum Annual Fee:$50
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees generally range from 0.75% to 2% annually, billed monthly in advance. Fees are negotiable based on account size, portfolio complexity, and other factors. The firm's standard agreement lists a maximum fee of 2.5%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2707 West Douglas, Suite B, Wichita, KS, 67213

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2024
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Raymond is a registered representative and investment consultant for United Capital Management of Kansas, spending nearly full-time on this. He also provides insurance solutions through United Capital Insurance, LLC, dedicating minimal time to this activity, and manages operations for Haskell Financial Group LLC, spending about a quarter of his time.

Employment History
Current Registrations
United Capital Management of Kansas, INC.
June 2017 - Present · 9 yrs 4 mos
Stonex Securities INC.Broker
May 2017 - Present · 9 yrs 5 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
February 2016 - June 2017 · 1 yr 4 mos
Cambridge Investment Research, INC.Broker
December 2014 - June 2017 · 2 yrs 6 mos
United Planners' Financial Services of America a Limited PartnerBroker
September 2014 - December 2014 · 3 mos
Nylife Securities LLCBroker
October 2010 - October 2014 · 4 yrs
Proequities, INC.Broker
August 2010 - October 2010 · 2 mos
PFS Investments INC.Broker
May 1993 - April 2009 · 15 yrs 11 mos
State Registrations7 states
COFLKSMOOKTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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