Patrick Suffern
Patrick Suffern is a registered investment advisor at Prospera Financial Services, INC., based in Mandeville, LA, with 32 years of industry experience. Their practice areas include Estate Planning, Retirement Planning. Their firm serves 19,103 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prospera Financial Services offers investment management through various programs. The fees are based on a percentage of your portfolio's value and are negotiable, but the maximum annual fee is 2.15%. The specific fee and services are agreed upon in an advisory agreement. Fees are typically deducted from your account. Some programs may have additional fees, such as transaction costs or sub-account fees. Prospera also participates in revenue sharing with custodians and other third parties, which creates a conflict of interest.
Location
1245 West Causeway Approach, Mandeville, LA, 70471
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
November 2017Other Business ActivitiesSells Insurance
Patrick is an advisor for Becker Suffern McLanahan, Ltd, which may involve variable insurance business, dedicating about a quarter of his time. He is also involved in several other businesses, including real estate, a 401k plan, consulting, expense sharing, oil and gas, sugar cane farming, horse racing, and non-profit board memberships, but these take minimal or no time.
Employment History
Current Registrations
Prospera Financial Services, INC.Broker
Prospera Financial Services, INC.
Previous Registrations
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
Becker & Suffern, LTD.Broker
Jack Dardis & Associates, LTD.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.