RH
CFP
RH
CFP
Ronald Hopkins
32 Years of Experience
Indianapolis, IN
2 DisclosuresBroker
Ronald Hopkins is a CFP-designated registered investment advisor at Morgan Stanley, based in Indianapolis, IN, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
800 East 96th Street, Suite 400, Indianapolis, IN, 46240
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2007Settled
Customer Dispute
August 2005Denied
Other Business Activities
Ronald owns Le Salon, a hair care business, but is not involved in day-to-day activities. He dedicates a few hours per week to this business outside of work hours.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
October 2002 - April 2007 · 4 yrs 6 mos
Morgan Stanley
October 2002 - April 2007 · 4 yrs 6 mos
Salomon Smith Barney INC.
December 1998 - November 2002 · 3 yrs 11 mos
Salomon Smith Barney INC.Broker
August 1996 - November 2002 · 6 yrs 3 mos
Cfd Investments, INC.Broker
March 1996 - September 1996 · 6 mos
Ifg Network Securities, INC.Broker
January 1996 - April 1996 · 3 mos
John Hancock Distributors, INC.Broker
May 1993 - March 1996 · 2 yrs 10 mos
John Hancock Mutual Life Insurance CompanyBroker
May 1993 - March 1996 · 2 yrs 10 mos
State Registrations18 states
AZCOFLIDILINMIMNMONYOHPASCSDTNTXVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.