RH
CFP
RH
CFP

Ronald Hopkins

33 Years of Experience
Indianapolis, IN
2 DisclosuresBroker

Ronald Hopkins is a CFP-designated registered investment advisor at Morgan Stanley, based in Indianapolis, IN, with 33 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

800 East 96th Street, Suite 400, Indianapolis, IN, 46240

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2007
Settled
Customer Dispute
August 2005
Denied
Other Business Activities

Ronald owns Le Salon, a hair care business, but is not involved in day-to-day activities. He dedicates a few hours per week to this business outside of work hours.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 4 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
October 2002 - April 2007 · 4 yrs 6 mos
Morgan Stanley
October 2002 - April 2007 · 4 yrs 6 mos
Salomon Smith Barney INC.
December 1998 - November 2002 · 3 yrs 11 mos
Salomon Smith Barney INC.Broker
August 1996 - November 2002 · 6 yrs 3 mos
Cfd Investments, INC.Broker
March 1996 - September 1996 · 6 mos
Ifg Network Securities, INC.Broker
January 1996 - April 1996 · 3 mos
John Hancock Distributors, INC.Broker
May 1993 - March 1996 · 2 yrs 10 mos
John Hancock Mutual Life Insurance CompanyBroker
May 1993 - March 1996 · 2 yrs 10 mos
State Registrations20 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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