Gary Gaulden
Gary Gaulden is a CFP-designated registered investment advisor at Osaic Advisory Services, LLC, based in Durham, NC, with 33 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 7 more. Their firm serves 29,898 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Fees are negotiated between the advisor and the client. The maximum annual fee allowed is 2.50%. Fees can be billed as flat, linear, or tiered rates.
Fee Estimator
Location
Durham, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gary offers advisory services to clients, dedicating nearly full-time hours to this. He also sells insurance products related to investments within VUL sub-accounts, spending minimal time on this. Gary owns commercial real estate used as a satellite office, dedicating about half of his time to this activity.
Employment History
Current Registrations
Osaic Advisory Services, LLC
Previous Registrations
Arbor Point Advisors
Securities America, INC.Broker
Ameriprise Financial Services, LLC.
Ameriprise Financial Services, LLCBroker
Ids Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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