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Jon Alin

32 Years of Experience
Boca Raton, FL
3 DisclosuresBrokerSells Insurance

Jon Alin is a registered investment advisor at Cetera Investment Advisers LLC, based in Boca Raton, FL, with 32 years of industry experience. Jon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

225 NE Mizner Blvd Ste 550, Boca Raton, FL, 33432

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
March 2019
Judgment / Lien
May 2018
Judgment / Lien
March 2016
Other Business ActivitiesSells Insurance

Jon is the owner/president of The Alin Financial Group, dedicating nearly full-time hours to this role. He also referees basketball games and sells fixed insurance products, including fixed annuities and long-term care, dedicating a few hours per week to insurance sales.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLC
August 2019 - Present · 6 yrs 11 mos
Cetera Wealth Services, LLCBroker
August 2019 - Present · 6 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2021 - June 2023 · 2 yrs 3 mos
Summit Financial Group INC
June 2010 - May 2021 · 10 yrs 11 mos
Summit Brokerage Services, INC.Broker
June 2010 - September 2019 · 9 yrs 3 mos
Raymond James Financial Services Advisors, INC
January 2009 - June 2010 · 1 yr 5 mos
Raymond James Financial Services
December 2002 - January 2009 · 6 yrs 1 mo
Raymond James Financial Services, INC.Broker
October 2002 - June 2010 · 7 yrs 8 mos
Wachovia Securities, INC.
August 2001 - October 2002 · 1 yr 2 mos
Wachovia Securities, INC.Broker
October 1999 - October 2002 · 3 yrs
First Union Capital Markets CORP.Broker
February 1999 - October 1999 · 8 mos
Prudential Securities IncorporatedBroker
June 1993 - February 1999 · 5 yrs 8 mos
State Registrations12 states
ALCOCTFLGANJNVNYSCTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jon Alin - Financial Advisor | TrueAdvisor