Steven Beller is a CFP-designated registered investment advisor, based in Macomb, MI, with 29 years of industry experience.
Location
Macomb, MI
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Transamerica Investors Securities, LLC
April 2014 - Present · 12 yrs 1 mo
Transamerica Investors Securities, LLCBroker
April 2014 - Present · 12 yrs 1 mo
Transamerica Retirement Advisors, LLC
April 2014 - Present · 12 yrs 1 mo
Previous Registrations
Ljpr, LLC
April 2013 - November 2013 · 7 mos
PNC InvestmentsBroker
June 2010 - February 2013 · 2 yrs 8 mos
Natcity Investments, INC.Broker
October 2007 - October 2009 · 2 yrs
Natcity Investments, INC.
October 2007 - October 2009 · 2 yrs
TD Ameritrade, INC.
October 2006 - August 2007 · 10 mos
TD Ameritrade, INC.Broker
October 2006 - August 2007 · 10 mos
Lasalle Financial Services, INC.Broker
April 2004 - October 2006 · 2 yrs 6 mos
Banc One Securities CorporationBroker
March 2003 - November 2003 · 8 mos
Charles Schwab & CO., INC.Broker
July 1995 - March 2003 · 7 yrs 8 mos
Dean Witter Reynolds INC.Broker
August 1994 - July 1995 · 11 mos
Multi-Bank Securities, INC.Broker
August 1993 - December 1993 · 4 mos
State Registrations1 state
MI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.