Brian Wells
Brian Wells is a registered investment advisor at Equitable Advisors, LLC, based in Southampton, PA, with 31 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 69,432 clients with $38B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Equitable Advisors offers investment management through LPL Financial programs and third-party asset managers (TAMPs). Fees vary depending on the program and assets invested.
For LPL programs like SAM, fees are based on a percentage of your portfolio. In some cases, you can choose whether to pay transaction charges directly or have the advisor pay them, which affects the overall advisory fee.
When using TAMPs, the fees are determined by the TAMP and a portion is paid to Equitable Advisors. The specific fees, minimums, and arrangements vary by TAMP, so it's important to review their brochures.
Equitable Advisors also offers ERISA fiduciary services to retirement plans, with fees determined by the specific services provided.
Location
361 Second Street Pike, Southampton, PA, 18966
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2017Customer Dispute
October 2002Other Business ActivitiesSells Insurance
Brian is an independent insurance agent selling and servicing fixed insurance products since 2006, earning less than $10,000 per year. He is also a member of the Bucksmont Chamber of Commerce, dedicating minimal time.
Employment History
Current Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Metlife Securities INC.
Metlife Securities, INCBroker
Firstrust Financial Advisors
AXA Advisors, LLC
Progress Financial Advisors
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
Sunamerica Securities, INC.Broker
L.C. Wegard & CO., INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.