Fred Shocket is a CFP-designated registered investment advisor at Cwm, LLC, based in Southampton, PA, with 32 years of industry experience. Fred is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 52,669 clients with $51B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Annual investment advisory fee ranges up to a maximum of 2.50% of assets held in the account. Fees are negotiable based on account size, complexity, and other factors.
Fee Estimator
Location
276 Kingsclere Drive, Southampton, PA, 18966
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Fred is an independent insurance agent selling fixed insurance products since 2000, dedicating full-time hours to this. He is also a sales representative for Financial Independence Planning, LLC, offering advisory services, financial planning, and selling securities, insurance, and advisory products, also dedicating full-time hours to this.
Employment History
Current Registrations
Cwm, LLC
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.Broker
Voya Financial Advisors, INC.
Locust Street Securities, INC.
Locust Street Securities, INC.Broker
United Securities Alliance, INC.Broker
PFS Investments INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Shawn Mcmahon, CFAEdward Jones
- Stewart Caesar, CFPOsaic Wealth, INC.
- Matthew Mccloskey, CFAPark Avenue Securities LLC
- Scott Mccrea, CFPEdward Jones
- Larry Sfinas, ChFCSecure Asset Management, L.L.C.
- Eric Vasil, ChFCPrivate Advisor Group, LLC