Larry Sfinas
Larry Sfinas is a ChFC-designated registered investment advisor at Secure Asset Management, L.L.C., based in Southampton, PA, with 54 years of industry experience. Larry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 4,714 clients with $890M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SAM offers investment management services where they manage your investments based on your goals and risk tolerance. SAM may also use trading signals from third-party money managers to make investment decisions. The annual fee for SAM's investment management is negotiable, with a maximum of 2% of the value of your investments, or 0.50% quarterly. When SAM utilizes trading signals from unaffiliated third-party money managers, SAM charges 0.750% annually, or 0.1875% quarterly. A portion of this fee is paid to the third-party manager, up to 0.50%.
Location
Southampton, PA
Get directionsHistory
Regulatory History (4)
Customer Dispute
April 2022Customer Dispute
May 2005Customer Dispute
September 2004Employment Separation After Allegations
April 2002Other Business ActivitiesSells Insurance
Larry is an insurance salesman since 2022, selling life insurance, fixed annuities, and disability insurance, dedicating about 10-20% of his time. He is also the CEO and a salesman for Guardian Training Centre, LLC and Guardian Academy & Indoor Range, Inc., a gun range and training facility, spending about 10-20% of his time on this venture.
Employment History
Current Registrations
Secure Asset Management, L.L.C.
Previous Registrations
Trustmont Advisory Group, INC.
Trustmont Financial Group, INC.Broker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Csenge Advisory Group, LLC
Arbor Point Advisors
Securities America, INC.Broker
Securities America Advisors, INC.
Fortune Financial Services, INC.Broker
Prosperity Wealth Management, INC.
Innovation Partners LLCBroker
Innovation Partners LLC
United Planners' Financial Services of America a Limited Partner
United Planners' Financial Services of America a Limited PartnerBroker
Scf Investment Advisors, INC.
Scf Securities, INC.Broker
Ausdal Financial Partners, INC.
Ausdal Financial Partners, INC.Broker
American Portfolios Financial Services, INC.Broker
American Portfolios Advisors, INC
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Usallianz Securities, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
Northwestern Mutual Investment Services, LLCBroker
Nml Equity Services, INC.Broker
Cardell & Associates, IncorporatedBroker
Nml Equity Services, INC.Broker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Travelers Equities Sales, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.