JH
JH

John Heck

32 Years of Experience
Houston, TX
1 DisclosureBroker

John Heck is a registered investment advisor at Raymond James & Associates, INC., based in Houston, TX, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

5847 San Felipe Street, Ste 3825, Houston, TX, 77057

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2003
Denied
Other Business Activities

John owns and operates MagnifiScent Candle Company, an e-commerce website selling homemade candles, since 2020. He dedicates about 10-20% of his time to this business, with minimal time spent during trading hours.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
September 2016 - Present · 10 yrs
Raymond James & Associates, INC.
September 2016 - Present · 10 yrs
Previous Registrations
Deutsche Bank Securities INC.Broker
August 2006 - September 2016 · 10 yrs 1 mo
Deutsche Bank Securities INC.
August 2006 - September 2016 · 10 yrs 1 mo
Vision Investment Services, INC.Broker
November 2003 - August 2006 · 2 yrs 9 mos
Northern Trust Securities, INC
April 2002 - August 2006 · 4 yrs 4 mos
Invest Financial CorporationBroker
May 1997 - December 1998 · 1 yr 7 mos
Northern Trust Securities, INC.Broker
February 1997 - August 2006 · 9 yrs 6 mos
Dean Witter Reynolds INC.Broker
July 1993 - February 1997 · 3 yrs 7 mos
State Registrations8 states
CACOFLGANCTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Heck - Financial Advisor | TrueAdvisor