John Heck
John Heck is a registered investment advisor at Raymond James & Associates, INC., based in Houston, TX, with 33 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.
Fee Estimator
Location
5847 San Felipe Street, Ste 3825, Houston, TX, 77057
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2003Other Business Activities
John owns and operates MagnifiScent Candle Company, an e-commerce website selling homemade candles, since 2020. He dedicates about 10-20% of his time to this business, with minimal time spent during trading hours.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Previous Registrations
Deutsche Bank Securities INC.Broker
Deutsche Bank Securities INC.
Vision Investment Services, INC.Broker
Northern Trust Securities, INC
Invest Financial CorporationBroker
Northern Trust Securities, INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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