JB
JB
James Burnett
29 Years of Experience
Memphis, TN
9 DisclosuresBroker
James Burnett is a registered investment advisor at Raymond James & Associates, INC., based in Memphis, TN, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1100 Ridgeway Loop Road, Memphis, TN, 38120
Get directionsHistory
Regulatory History (9)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2012Denied
Customer Dispute
September 2010Award / Judgment
Customer Dispute
August 2010Settled
Customer Dispute
August 2010Settled
Customer Dispute
June 2010Withdrawn
Customer Dispute
December 2009Settled
Customer Dispute
June 2009Withdrawn
Customer Dispute
March 2008Denied
Customer Dispute
August 2007Closed-No Action
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
March 2004 - February 2013 · 8 yrs 11 mos
Morgan Keegan & Company, INC.Broker
July 2000 - February 2013 · 12 yrs 7 mos
Nbc Capital Markets Group, INC.Broker
February 1997 - December 1998 · 1 yr 10 mos
Nbc Capital Markets Group, INC.Broker
October 1993 - November 1995 · 2 yrs 1 mo
State Registrations30 states
AKALARAZCACODCFLGAIAILLAMDMNMOMSNCNJNYOHOKORRISCTNTXVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.