Richard Capasso
Richard Capasso is a CFP-designated registered investment advisor at LPL Financial LLC, based in Venice, FL, with 33 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Venice, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard operates CPC Financial Planning, Inc. as a DBA for his LPL business, and Tanglewood Financial Services, Inc. for tax/investment purposes, dedicating about a quarter of his time and about 10-20% of his time respectively. He also engages in non-variable insurance activities and tax preparation/accounting/CPA work with Clairmont, Paciello & Co, spending nearly full-time hours on the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Cpc Financial Planning, INC
Previous Registrations
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Walnut Street Securities, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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