Joseph Mastroianni
Joseph Mastroianni is a registered investment advisor at LPL Financial LLC, based in Venice, FL, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
304 W Venice Ave Ste 201, Venice, FL, 34285
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2011Regulatory
August 2006Criminal
December 1999Other Business Activities
Joseph operates under the DBA 365 Wealth Partners for his LPL business, dedicating about a quarter of his time. He also works as a project design consultant for Three Cord Builders, spending about 10-20% of his time, and co-owns a real estate rental property, requiring minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.