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Joseph Mastroianni

LPL Financial LLC
19 Years of Experience
Venice, FL
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Joseph Mastroianni is a registered investment advisor at LPL Financial LLC, based in Venice, FL, with 19 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

304 W Venice Ave Ste 201, Venice, FL, 34285

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2011
Denied
Regulatory
August 2006
Final
Criminal
December 1999
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Joseph operates under the DBA 365 Wealth Partners for his LPL business, dedicating about a quarter of his time. He also works as a project design consultant for Three Cord Builders, spending about 10-20% of his time, and co-owns a real estate rental property, requiring minimal time.

Employment History
Current Registrations
LPL Financial LLC
December 2020 - Present · 5 yrs 10 mos
LPL Financial LLCBroker
November 2020 - Present · 5 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2014 - December 2020 · 6 yrs
Wells Fargo Clearing Services, LLCBroker
October 2014 - December 2020 · 6 yrs 2 mos
Wells Fargo Advisors, LLCBroker
October 2011 - December 2012 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - October 2011 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - October 2011 · 2 yrs
Banc of America Investment Services, INC.
January 2006 - October 2009 · 3 yrs 9 mos
Banc of America Investment Services, INC.Broker
August 2005 - October 2009 · 4 yrs 2 mos
State Registrations13 states
ALCAFLGAMAMINJNYOHPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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