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Alan Gorlick

LPL Financial LLC
24 Years of Experience
Venice, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Alan Gorlick is a registered investment advisor at LPL Financial LLC, based in Venice, FL, with 24 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Venice, FL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Alan owns Gorlick Financial Strategies, where he works as a registered representative and investment advisor representative, dedicating nearly full-time hours to advising investment clients. He also dedicates about 10-20% of his time to selling and servicing various types of insurance and annuities through Gorlick Financial Strategies.

Employment History
Current Registrations
LPL Financial LLCBroker
July 2025 - Present · 1 yr 3 mos
LPL Financial LLC
July 2025 - Present · 1 yr 3 mos
Previous Registrations
Next Financial Group, INC.
August 2011 - July 2025 · 13 yrs 11 mos
Next Financial Group, INC.Broker
August 2011 - July 2025 · 13 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - August 2011 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - August 2011 · 1 yr 10 mos
Banc of America Investment Services, INC.
May 2007 - October 2009 · 2 yrs 5 mos
Banc of America Investment Services, INC.Broker
May 2007 - October 2009 · 2 yrs 5 mos
A. G. Edwards & Sons, INC.
February 2002 - June 2007 · 5 yrs 4 mos
A. G. Edwards & Sons, INC.Broker
February 2002 - June 2007 · 5 yrs 4 mos
State Registrations14 states
CACOCTDEFLILLAMIMTNJNVOHTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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