David Johnson
David Johnson is a registered investment advisor at Harbour Investments, INC., based in Greenfield, WI, with 30 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 22,917 clients with $7.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Harbour Investments offers investment management through wrap-fee programs where fees are calculated as a percentage of the value of your portfolio, up to a maximum of 2.0%. The specific fee is negotiated with your advisor and subject to Harbour's approval. Fees may be waived for periods after a commission is generated. Accounts under $25,000 may have higher service fees. Harbour also offers a directly-managed held-away program where fees are assessed and billed quarterly.
Location
3870 S 108th St, Greenfield, WI, 53228
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David operates Clearstep Financial as a DBA for marketing financial services, spending nearly full-time on activities such as identifying prospects and reviewing their financial situations. David is also an independent insurance agent under the same DBA.
Employment History
Current Registrations
Harbour Investments, INC.
Harbour Investments, INC.Broker
Previous Registrations
The Strategic Financial Alliance
The Strategic Financial Alliance, INC.Broker
Investment Advisors International, INC.
World Group Securities, INC.Broker
PNC InvestmentsBroker
Natcity Investments, INC.Broker
UBS Financial Services INC.Broker
U.S. Bancorp Investments, INC.Broker
Firstar Investment Services,inc.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.