George Buck is a registered investment advisor at LPL Financial LLC, based in Stamford, CT, with 11 years of industry experience. George is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
263 Tresser Blvd. First Floor, Stamford, CT, 06901
Get directionsHistory
Regulatory History (1)
Regulatory
December 2000Other Business Activities
George operates his LPL business under the name American Strategic Advisors since 2018 and Tri County Area Investment & Retirement Services since 2019. He also does investment-related consulting, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Lps Partners INC.Broker
Icap Corporates LLCBroker
Gargoyle Strategic Investments L.L.C.Broker
G & D Trading Company, LLCBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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