George Buck is a registered investment advisor at LPL Financial LLC, based in New Canaan, CT, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
New Canaan, CT
Get directionsHistory
Regulatory History (1)
Regulatory
December 2000Other Business Activities
George operates his LPL business under the name American Strategic Advisors since 2018 and Tri County Area Investment & Retirement Services since 2019. He also does investment-related consulting, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Lps Partners INC.Broker
Icap Corporates LLCBroker
Gargoyle Strategic Investments L.L.C.Broker
G & D Trading Company, LLCBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.