Joseph Masiello is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Stamford, CT, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Stamford, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Joseph operates JMM Wealth Management, LLC as a DBA for his LPL business since 2009.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Oppenheimer & CO. INC.Broker
Sg Cowen Securities CorporationBroker
Donaldson, Lufkin & Jenrette Securities CorporationBroker
Sanford C. Bernstein & CO., INC.Broker
Bache Halsey Stuart Shields IncorporatedBroker
State Registrations11 states
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