Timothy Augustine
Timothy Augustine is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Dubuque, IA, with 32 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3390 Asbury Road, Dubuque, IA, 52002
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Timothy owns Gierl Augustine & Associates, LLC, where he sells insurance and annuities, and prepares taxes, dedicating minimal time to each. He also owns part of Augustine Gierl Augustine, LLC, a property management company, spending minimal time on it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Avantax Planning Partners, INC.
Previous Registrations
Stratos Wealth Advisors LLC
Purshe Kaplan Sterling InvestmentsBroker
Gierl Augustine Investment Management, INC.
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Royal Alliance Associates, INC.Broker
Keogler, Morgan & Company, INC.Broker
Uslife Equity Sales CORP.Broker
State Registrations3 states
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