Nicholas Bishop
Nicholas Bishop is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Dubuque, IA, with 10 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3390 Asbury Road, Dubuque, IA, 52002
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas is under consideration to be a board member for Albrecht Acres, dedicating minimal time to oversight and support. He is also an agent for Avantax Insurance Agency and/or Avantax Insurance Services, selling approved insurance products, which requires minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Avantax Planning Partners, INC.
Previous Registrations
Avantax Advisory Services
Atcapital Management
State Registrations1 state
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