Austin Schaul is a CFA-designated registered investment advisor at Cetera Investment Advisers LLC, based in Dubuque, IA, with 8 years of industry experience. Austin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3390 Asbury Road, Dubuque, IA, 52002
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Austin is a 34% owner of Captain Jack Properties, LLC, which owns a rental property in Dubuque, IA. He spends minimal time as a passive owner in this long-term real estate investment.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Avantax Planning Partners, INC.
Previous Registrations
Avantax Advisory Services
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.