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CFP
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CFP

Amy Harrison

Raymond James Financial Services Advisors, INC
31 Years of Experience
Rochelle Park, NJ
Broker
View SEC Summary
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Amy Harrison is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Rochelle Park, NJ, with 31 years of industry experience. Amy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

365 W. Passaic St., Suite 205, Rochelle Park, NJ, 07662

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Amy is an independent contractor and financial advisor for Axia Financial Advisors since 2015, dedicating minimal time. She is also the managing owner of Harrison Financial Services, LLC since 2018, taking about half of her time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 9 mos
Raymond James Financial Services, INC.Broker
March 2003 - Present · 23 yrs 7 mos
Previous Registrations
Raymond James Financial Services
January 2004 - January 2009 · 5 yrs
UBS Warburg LLCBroker
June 1999 - March 2001 · 1 yr 9 mos
Deutsche Bank Securities INC.Broker
August 1996 - June 1999 · 2 yrs 10 mos
Ing Baring (U.S.) Securities, INC.Broker
November 1994 - August 1996 · 1 yr 9 mos
Smith Barney INC.Broker
August 1993 - September 1994 · 1 yr 1 mo
State Registrations15 states
AZCOCTDCDEFLMAMDMENCNJNYPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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