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Charles Morgan

Raymond James Financial Services Advisors, INC
27 Years of Experience
Rochelle Park, NJ
Broker
View SEC Summary
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Charles Morgan is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Rochelle Park, NJ, with 27 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

365 W. Passaic Street, Suite 205, Rochelle Park, NJ, 07662

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Charles owns Aquidneck Holdings, LLC, a rental real estate business, since 2005, and spends minimal time on it. He also acts as an independent contractor for Axia Financial Advisors, LLC and is an owner of CJM Capital Management, LLC, both support companies, dedicating minimal time to each.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 9 mos
Raymond James Financial Services, INC.Broker
May 2008 - Present · 18 yrs 5 mos
Previous Registrations
Raymond James Financial Services
May 2008 - January 2009 · 8 mos
Wachovia Securities, LLC
January 2008 - May 2008 · 4 mos
Wachovia Securities, LLCBroker
January 2008 - May 2008 · 4 mos
A. G. Edwards & Sons, INC.
October 2003 - January 2008 · 4 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
March 2000 - January 2008 · 7 yrs 10 mos
First Union Brokerage Services, INC.Broker
October 1998 - March 2000 · 1 yr 5 mos
State Registrations23 states
AZCACOCTFLGAIDILINLAMAMDNCNJNVNYOHRISCTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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