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KL
CFP
KL
CFP

Klara Leon

Raymond James Financial Services Advisors, INC
20 Years of Experience
Rochelle Park, NJ
Broker
View SEC Summary
View SEC Summary

Klara Leon is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Rochelle Park, NJ, with 20 years of industry experience. Klara is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

365 West Passaic Street, Suite 205, Rochelle Park, NJ, 07662

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Klara is an independent contractor for AXIA Financial Advisors, LLC since 2015, and spends minimal time on this. She is also the CEO of Leon Wealth Management LLC, her S-Corporation set up to manage income and business expenses, also requiring minimal time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2015 - Present · 11 yrs 8 mos
Raymond James Financial Services, INC.Broker
February 2015 - Present · 11 yrs 8 mos
Previous Registrations
Raymond James & Associates, INC.
August 2012 - February 2015 · 2 yrs 6 mos
Raymond James & Associates, INC.Broker
August 2012 - February 2015 · 2 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2006 - August 2012 · 6 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2005 - August 2012 · 6 yrs 8 mos
State Registrations25 states
ALCADCDEFLGAIDILINKSLAMAMDMEMONCNJNYOHPASCTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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