Thomas Taylor
Thomas Taylor is a registered investment advisor at Ameriprise Financial Services, LLC, based in Cincinnati, OH, with 30 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
9749 Montgomery Rd, Cincinnati, OH, 45242-7207
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2019Employment Separation After Allegations
September 2007Other Business Activities
Thomas is employed by Heritage Bank since 2020. This activity is investment-related and takes about a quarter of his time.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
PNC InvestmentsBroker
PNC Investments
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Banc One Securities Corporation
Banc One Securities CorporationBroker
Fsc Securities CorporationBroker
Fidelity Brokerage Services, INC.Broker
Sunamerica Securities, INC.Broker
Chatfield Dean & CO., INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.