Jonathan Staiman
Jonathan Staiman is a registered investment advisor at LPL Financial LLC, based in New York, NY, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
275 W 39th St, 4th Floor, New York, NY, 10018
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2003Customer Dispute
July 2002Other Business Activities
Jonathan operates under the DBA Quint, Miller & Company for his LPL business, dedicating full-time hours to it. He also has a business entity, MSR Partners, for tax/investment purposes, but spends no time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Petersen Investments, INC.
Petersen Investments, INC.Broker
UBS Financial Services INC.Broker
UBS Financial Services INC.
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.