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CFP
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CFP

Thomas Livaccari

Rockefeller Capital Management
26 Years of Experience
New York, NY
3 DisclosuresBroker
View SEC Summary
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Thomas Livaccari is a CFP-designated registered investment advisor at Rockefeller Capital Management, based in New York, NY, with 26 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 50,292 clients with $100B in assets under management.

Rockefeller Capital Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1028 advisors
Number of Clients
50,292 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$99.6B

Fee Structure

Planning is included in investment management (also available separately)
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Non-discretionary investment advisory and consulting fees are negotiable and max out at 2% of assets under management. Retirement plan services charge up to 1.25% with a $5,000 minimum annual fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

45 Rockefeller Plaza, New York, NY, 10111

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2023
Settled
Customer Dispute
October 2019
Withdrawn
Customer Dispute
December 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Thomas is the treasurer and a member of the board of directors for the New Rochelle Fund for Educational Excellence, a charity supporting the local school system. He and his sister are also forming an LLC to hold and rent a real estate property.

Employment History
Current Registrations
Rockefeller Capital Management
July 2025 - Present · 1 yr 3 mos
Rockefeller Financial LLCBroker
July 2025 - Present · 1 yr 3 mos
Rockefeller Capital Management
July 2025 - Present · 1 yr 3 mos
Previous Registrations
UBS Financial Services INC.Broker
January 2009 - July 2025 · 16 yrs 6 mos
UBS Financial Services INC.
January 2009 - July 2025 · 16 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2002 - January 2009 · 6 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2002 - January 2009 · 6 yrs 6 mos
Taglich Brothers, D'amadeo, Wagner & CO., INC.Broker
October 1993 - September 1995 · 1 yr 11 mos
State Registrations29 states
AZCACOCTDCDEFLGAILKYMAMDMEMINCNHNJNYOHOKPARISCTNTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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