Thomas Livaccari
Thomas Livaccari is a CFP-designated registered investment advisor at Rockefeller Capital Management, based in New York, NY, with 25 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 35,950 clients with $70B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Rockefeller Financial offers investment advisory services for a fee, either as a flat annual dollar amount or as a percentage of the value of your portfolio. The specific fee will depend on the type of advisory service you receive and will be agreed upon with your advisor. The fees you pay may differ from those paid by other clients, based on factors like the scope and size of your relationship, the complexity of your needs, and your advisor's approach.
Location
45 Rockefeller Plaza, New York, NY, 10111
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2023Customer Dispute
October 2019Customer Dispute
December 2008Other Business Activities
Thomas is the treasurer and a member of the board of directors for the New Rochelle Fund for Educational Excellence, a charity supporting the local school system. He and his sister are also forming an LLC to hold and rent a real estate property.
Employment History
Current Registrations
Rockefeller Capital Management
Rockefeller Financial LLCBroker
Rockefeller Capital Management
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Taglich Brothers, D'amadeo, Wagner & CO., INC.Broker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.