BH
BH

Bret Hartung

32 Years of Experience
Chicago, IL
1 DisclosureBrokerSells Insurance

Bret Hartung is a registered investment advisor at MML Investors Services, LLC, based in Chicago, IL, with 32 years of industry experience. Bret is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

30 S Wacker Drive, Suite 2700, Chicago, IL, 60606

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2004
Settled
Other Business ActivitiesSells Insurance

Bret is a life and health insurance agent since 2014, dedicating a few hours per week to this activity. He also provides business consulting services, spending minimal time on introductions and referrals for business owners.

Employment History
Current Registrations
MML Investors Services, LLC
September 2014 - Present · 12 yrs 1 mo
MML Investors Services, LLCBroker
August 2014 - Present · 12 yrs 2 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
March 2013 - August 2014 · 1 yr 5 mos
Northwestern Mutual Investment Services, LLCBroker
February 1994 - August 2014 · 20 yrs 6 mos
Robert W. Baird & CO. IncorporatedBroker
February 1994 - January 2002 · 7 yrs 11 mos
State Registrations17 states
CACOFLGAIAILINMAMIMNNCOKPASCTXUTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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