CP
CP
Christopher Pepin
31 Years of Experience
Westport, CT
3 Disclosures
Christopher Pepin is a registered investment advisor at Waypoint Strategic Wealth LLC, based in Westport, CT, with 31 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 2 more. Their firm serves 7 clients with $21M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
7 clients
Average Client Portfolio
$3.0M average
Assets Under Management
$20.7M
Fee Structure
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.5M | 1.00% |
| $1.5M - $3.0M | 0.90% |
| $3.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.60% |
| $10M+ | 0.50% |
Fees may be negotiable. Total blended fee, including WSW's fee and the Independent Manager's fee, will not exceed 2.00% annually.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Westport, CT
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Regulatory History (3)
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Employment Separation After Allegations
May 2024Customer Dispute
October 2015Denied
Customer Dispute
March 2008Settled
Employment History
Current Registrations
Waypoint Strategic Wealth LLC
October 2024 - Present · 1 yr 7 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
July 2018 - May 2024 · 5 yrs 10 mos
Strategic Advisers LLC
May 2011 - July 2018 · 7 yrs 2 mos
Fidelity Brokerage Services LLCBroker
May 2011 - May 2024 · 13 yrs
Chase Investment Services CORP.
June 2009 - June 2010 · 1 yr
Chase Investment Services CORP.Broker
June 2009 - June 2010 · 1 yr
Infinex Investments, INC.
May 2006 - May 2009 · 3 yrs
Infinex Investments, INC.Broker
May 2006 - May 2009 · 3 yrs
Wachovia Securities, LLC
March 2001 - May 2006 · 5 yrs 2 mos
Wachovia Securities, LLCBroker
October 2000 - May 2006 · 5 yrs 7 mos
First Union Brokerage Services, INC.Broker
July 1997 - October 2000 · 3 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
January 1995 - July 1997 · 2 yrs 6 mos
Cohig & Associates, INC.Broker
August 1993 - January 1995 · 1 yr 5 mos
State Registrations1 state
CT
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.