TR
ChFC
TR
ChFC

Todd Rechenbach

32 Years of Experience
Knoxville, TN
1 DisclosureBrokerSells Insurance

Todd Rechenbach is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Knoxville, TN, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

422 Gay St, Ste 200, Knoxville, TN, 37902

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2010
Denied
Other Business ActivitiesSells Insurance

Todd operates under Guidance Advisors, Inc. and Worden, Rechenbach & Brooke as DBAs for his LPL business. He also has a non-variable insurance business (CLU) and co-owns a residential apartment rental, dedicating a few hours per week to the insurance business.

Employment History
Current Registrations
LPL Financial LLCBroker
March 2024 - Present · 2 yrs 2 mos
LPL Financial LLC
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
Osaic Wealth, INC.
January 2024 - March 2024 · 2 mos
Osaic Wealth, INC.Broker
January 2024 - March 2024 · 2 mos
Private Client Services, LLC
July 2004 - December 2005 · 1 yr 5 mos
Woodbury Financial Services, INC.Broker
July 2004 - January 2024 · 19 yrs 6 mos
Woodbury Financial Services, INC.
July 2004 - January 2024 · 19 yrs 6 mos
1717 Capital Management Company
March 2004 - July 2004 · 4 mos
1717 Capital Management CompanyBroker
July 1999 - July 2004 · 5 yrs
Pruco Securities CorporationBroker
August 1993 - June 1999 · 5 yrs 10 mos
State Registrations21 states
ALAZCAFLGAHIIDILKSKYLAMDMONCOHSCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.