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Scott Spencer

Realized Financal, INC.
29 Years of Experience
Austin, TX
1 DisclosureBroker
View SEC Summary
View SEC Summary

Scott Spencer is a registered investment advisor at Realized Financal, INC., based in Austin, TX, with 29 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Real Estate Investing. Their firm serves 1 clients.

Realized Financal, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
5 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:$300K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.00%
$500K - $1.0M0.95%
$1.0M - $2.5M0.90%
$2.5M - $5.0M0.85%
$5.0M - $10.0M0.75%
$10.0M - $15.0M0.60%
$15.0M - $20.0M0.50%
$20M+0.40%

Fees and account minimums are negotiable. Net asset value calculation begins in year two. A financial planning fee may be charged in lieu of ongoing advisory fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Austin, TX

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History

Regulatory History (1)
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Criminal
October 1994
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Realized Financal, INC.
March 2025 - Present · 1 yr 7 mos
Realized Financial, INC.Broker
March 2025 - Present · 1 yr 7 mos
Realized Financial, INC.
March 2025 - Present · 1 yr 7 mos
Previous Registrations
Frost Brokerage Services, INC.Broker
April 2024 - February 2025 · 10 mos
Frost Investment Services
April 2024 - February 2025 · 10 mos
Realized Financial, INC.Broker
March 2016 - February 2024 · 7 yrs 11 mos
Realized Financal, INC.
March 2016 - February 2024 · 7 yrs 11 mos
NFP Securities, INC.
January 2002 - March 2014 · 12 yrs 2 mos
NFP Securities, INC.Broker
January 2002 - March 2014 · 12 yrs 2 mos
Banc One Securities CorporationBroker
May 2001 - January 2002 · 8 mos
Banc One Securities CorporationBroker
October 1999 - September 2000 · 11 mos
First Union Brokerage Services, INC.Broker
December 1998 - October 1999 · 10 mos
Fidelity Brokerage Services, INC.Broker
February 1995 - December 1998 · 3 yrs 10 mos
La Jolla Capital CorporationBroker
May 1994 - October 1994 · 5 mos
The Champion Group, INC.Broker
January 1994 - June 1994 · 5 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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