JT
JT

John Toman

32 Years of Experience
La Jolla, CA
1 DisclosureBroker

John Toman is a registered investment advisor at Wells Fargo Advisors, based in La Jolla, CA, with 32 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

4275 Executive Sq, Ste 1030, La Jolla, CA, 92037

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History

Regulatory History (1)
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Customer Dispute
January 2014
Settled
Other Business Activities

John owns multiple rental properties in Chicago, IL and Heber, UT, dedicating minimal time to these activities. He is also a trustee for several 401k plans and on the finance committee for Forever Balboa Park.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
August 2013 - Present · 12 yrs 9 mos
Wells Fargo Advisors Financial Network, LLC
August 2013 - Present · 12 yrs 9 mos
Wells Fargo Advisors
August 2013 - Present · 12 yrs 9 mos
Previous Registrations
Morgan Stanley
June 2009 - September 2013 · 4 yrs 3 mos
Morgan StanleyBroker
June 2009 - September 2013 · 4 yrs 3 mos
Citigroup Global Markets INC.
February 1998 - June 2009 · 11 yrs 4 mos
Citigroup Global Markets INC.Broker
June 1995 - June 2009 · 14 yrs
L.C. Wegard & CO., INC.Broker
August 1993 - May 1995 · 1 yr 9 mos
State Registrations41 states
ALARAZCACOCTDCFLGAHIIAIDILINKSKYMAMDMEMIMNMOMTNCNJNMNVNYOHOKORPASCTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.