AB
CFA
AB
CFA

Anne Brennan

29 Years of Experience
New York, NY
Broker

Anne Brennan is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 29 years of industry experience. Anne operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location

1290 Avenue of the Americas, New York, NY, 10104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Anne is the Vice President of the board and Chair of the Audit Committee for the University of North Carolina at Chapel Hill Foundation Investment Fund, investing endowment assets. She also serves as Secretary for the GARP Buy Side Risk Managers' Forum, sharing best practices in risk management, spending minimal time on each activity.

Employment History
Current Registrations
Neuberger Berman Bd LLC
September 2019 - Present · 6 yrs 8 mos
Neuberger Berman Bd LLCBroker
September 2019 - Present · 6 yrs 8 mos
Neuberger Berman Bd LLC
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
Goldman, Sachs & CO.Broker
September 1993 - May 2016 · 22 yrs 8 mos
State Registrations2 states
NJNY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.