Robert Notarfrancesco is a registered investment advisor at LPL Financial LLC, based in Smithtown, NY, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1 East Main St, Smithtown, NY, 11787
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Robert works as a Financial Consultant for Wilmington Advisors at M&T, a DBA for his LPL business, dedicating full-time hours to this role. He is also a drummer/band member for Flipswitch, spending a few hours per week on this non-investment related activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
People's Securities, INC.Broker
People's United Advisors, INC.
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Commerce Capital Markets, INC.Broker
Commerce Capital Markets, INC.
Dreyfus Service Corporation
Dreyfus Service CorporationBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Fleet Enterprises, INC.Broker
Compass Investment Services CORP.Broker
Essex National Securities, INC.Broker
Pruco Securities CorporationBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.