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Debora Duis

Raymond James Financial Services Advisors, INC
32 Years of Experience
St Petersburg, FL
1 DisclosureBroker
View SEC Summary
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Debora Duis is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in St Petersburg, FL, with 32 years of industry experience. Debora is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

880 Carillon Parkway, St Petersburg, FL, 33716

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2018
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2023 - Present · 3 yrs 5 mos
Raymond James Financial Services, INC.Broker
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
Raymond James & Associates, INC.
July 2017 - December 2022 · 5 yrs 5 mos
Raymond James & Associates, INC.Broker
June 2017 - December 2022 · 5 yrs 6 mos
Raymond James Financial Services, INC.Broker
April 2016 - July 2017 · 1 yr 3 mos
Raymond James & Associates, INC.
March 2016 - December 2016 · 9 mos
Raymond James & Associates, INC.Broker
March 2016 - December 2016 · 9 mos
Jhs Capital Advisors, LLC
November 2011 - August 2015 · 3 yrs 9 mos
Jhs Capital Advisors, LLCBroker
November 2011 - September 2015 · 3 yrs 10 mos
Northwestern Mutual Investment Services,llc
August 2008 - November 2011 · 3 yrs 3 mos
Northwestern Mutual Investment Services, LLCBroker
August 2008 - November 2011 · 3 yrs 3 mos
Robert W. Baird & CO. Incorporated
May 2008 - July 2008 · 2 mos
Robert W. Baird & CO. IncorporatedBroker
May 1997 - July 2008 · 11 yrs 2 mos
Painewebber IncorporatedBroker
December 1993 - June 1997 · 3 yrs 6 mos
Smith Barney Shearson INC.Broker
August 1993 - November 1993 · 3 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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