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Jose Sanchez

Advice and Planning Services
32 Years of Experience
Melville, NY
3 DisclosuresBroker
View SEC Summary
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Jose Sanchez is a registered investment advisor at Advice and Planning Services, based in Melville, NY, with 32 years of industry experience. Jose is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 72,503 clients with $38B in assets under management.

Advice and Planning Services
Compensation
Fee-Only (% of Portfolio)
Firm Size
1692 advisors
Number of Clients
72,503 clients
Average Client Portfolio
$523K average
Assets Under Management
$37.9B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.15%

Rates vary by managed account program. TIAA Portfolio Advisor uses a tiered schedule ranging from 1.15% down to 0.40% annually. Private Asset Management ranges from 0.90% down to 0.40% for blended portfolios plus transaction costs, and 0.15% for fixed income portfolios plus transaction costs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

58 South Service Road, Suite 305, Melville, NY, 11747

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
March 2020
Final
Judgment / Lien
May 2015
Customer Dispute
March 2008
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Advice and Planning Services
December 2015 - Present · 10 yrs 10 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
December 2015 - Present · 10 yrs 10 mos
Tiaa-Cref Individual & Institutional Services, LLC
December 2015 - Present · 10 yrs 10 mos
Previous Registrations
Amerivest Investment Management, LLC
March 2014 - December 2015 · 1 yr 9 mos
TD Ameritrade, INC.
March 2014 - December 2015 · 1 yr 9 mos
TD Ameritrade, INC.Broker
March 2014 - December 2015 · 1 yr 9 mos
Mbsc Securities Corporation
April 2004 - December 2013 · 9 yrs 8 mos
Mbsc Securities CorporationBroker
October 1993 - December 2013 · 20 yrs 2 mos
State Registrations18 states
CACOCTDCFLGAIAIDMEMNNCNJNVNYPARISCUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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