GM
GM

Gregory Minton

32 Years of Experience
Little Rock, AR
1 DisclosureBroker

Gregory Minton is a registered investment advisor, based in Little Rock, AR, with 32 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold.

Location

5111 Jerry Drive, Suite B, Little Rock, AR, 72223

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2006
Closed-No Action
Other Business Activities

Gregory is a successor trustee for his parents' estate, spending minimal time on this. He is also the owner of Minton Wealth Management, dedicating about half of his time to this.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2020 - Present · 5 yrs 11 mos
Raymond James Financial Services, INC.Broker
November 2020 - Present · 5 yrs 11 mos
Previous Registrations
Edward Jones
February 2007 - November 2020 · 13 yrs 9 mos
Edward JonesBroker
November 1993 - November 2020 · 27 yrs
State Registrations26 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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