Gregory Hammer
Gregory Hammer is a registered investment advisor at Prosperity Capital Advisors, based in Schererville, IN, with 32 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 7,096 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.60% |
| $500K - $1000K | 0.50% |
| $1.0M - $2.0M | 0.40% |
| $2.0M - $5.0M | 0.35% |
| $5M+ | 0.30% |
The platform fee tier schedule is based on billable assets and excludes non-billable assets such as unmanaged accounts. The total annual fee for investment management services for retail clients typically varies between 0.20% and 2.0% depending upon several factors, including the market value of the assets under management and the types of services to be rendered. PCA charges a $150.00 minimum annual investment management fee which may result in a fee greater than 2.0%.
Fee Estimator
Location
222 Indianapolis Blvd, Suite 201, Schererville, IN, 46375
Get directionsHistory
Regulatory History (2)
Criminal
December 2019Customer Dispute
April 2001Other Business ActivitiesSells Insurance
Gregory is a licensed insurance agent selling various fixed insurance products and earns commissions. He also owns shares in Blu, LLC and C2P Enterprises, LLC, and is an advisor for Prosperity Capital Advisors. Gregory also owns Hammer Financial Group, which is the operating entity for his advisory, tax, and insurance business, taking nearly full-time hours.
Employment History
Current Registrations
Prosperity Capital Advisors
Previous Registrations
Innovation Partners LLCBroker
Mercap Securities, LLCBroker
Allied Beacon Wealth Management, LLC
Allied Beacon Partners, INC.Broker
Workman Securities Corporation
Workman Securities CorporationBroker
Berthel, Fisher & Company Financial Services, INC.Broker
Ing Financial Partners, INC.Broker
World Group Securities, INC.Broker
Wma Securities, INC.Broker
Fortis Investors, INC.Broker
Nylife Securities INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.