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Gregory Hammer

Prosperity Capital Advisors
32 Years of Experience
Schererville, IN
2 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Gregory Hammer is a registered investment advisor at Prosperity Capital Advisors, based in Schererville, IN, with 32 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 7,548 clients with $4.4B in assets under management.

Prosperity Capital Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
101 advisors
Number of Clients
7,548 clients
Average Client Portfolio
$581K average
Assets Under Management
$4.4B

Fee Structure

Minimum Investment:$1K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$150
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K0.50%
$500K - $1.0M0.40%
$1.0M - $2.0M0.30%
$2.0M - $5.0M0.25%
$5M+0.20%

Fees are negotiable. Total annual fees for retail clients typically range between 0.20% and 2.0% when including advisor fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

222 Indianapolis Blvd, Suite 201, Schererville, IN, 46375

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
December 2019
Final Disposition
Customer Dispute
April 2001
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Gregory is a licensed insurance agent selling various fixed insurance products and earns commissions. He also owns shares in Blu, LLC and C2P Enterprises, LLC, and is an advisor for Prosperity Capital Advisors. Gregory also owns Hammer Financial Group, which is the operating entity for his advisory, tax, and insurance business, taking nearly full-time hours.

Employment History
Current Registrations
Prosperity Capital Advisors
November 2012 - Present · 13 yrs 11 mos
Previous Registrations
Innovation Partners LLCBroker
November 2020 - January 2025 · 4 yrs 2 mos
Mercap Securities, LLCBroker
November 2012 - November 2020 · 8 yrs
Allied Beacon Wealth Management, LLC
October 2011 - November 2012 · 1 yr 1 mo
Allied Beacon Partners, INC.Broker
October 2011 - November 2012 · 1 yr 1 mo
Workman Securities Corporation
May 2008 - September 2011 · 3 yrs 4 mos
Workman Securities CorporationBroker
November 2006 - September 2011 · 4 yrs 10 mos
Berthel, Fisher & Company Financial Services, INC.Broker
October 2005 - November 2006 · 1 yr 1 mo
Ing Financial Partners, INC.Broker
June 2004 - October 2005 · 1 yr 4 mos
World Group Securities, INC.Broker
April 2002 - March 2004 · 1 yr 11 mos
Wma Securities, INC.Broker
March 1996 - April 2002 · 6 yrs 1 mo
Fortis Investors, INC.Broker
October 1994 - March 1996 · 1 yr 5 mos
Nylife Securities INC.Broker
September 1993 - August 1994 · 11 mos
State Registrations3 states
ILINTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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