LI
LI
Lori Iaquinta is a registered investment advisor at Morgan Stanley, based in San Diego, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
San Diego, CA
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Regulatory History (4)
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Customer Dispute
December 2025Denied
Customer Dispute
April 2009Denied
Customer Dispute
May 2003Denied
Customer Dispute
May 2001Settled
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
May 2009 - June 2009 · 1 mo
Morgan Stanley & CO. Incorporated
May 2009 - June 2009 · 1 mo
Banc of America Investment Services, INC.
May 2001 - May 2009 · 8 yrs
Banc of America Investment Services, INC.Broker
April 2001 - May 2009 · 8 yrs 1 mo
Wm Financial Services, INC.Broker
November 1999 - April 2001 · 1 yr 5 mos
Wells Fargo Securities INC.Broker
August 1994 - November 1999 · 5 yrs 3 mos
Thomas James Associates, INC.Broker
March 1994 - June 1994 · 3 mos
Chatfield Dean & CO., INC.Broker
September 1993 - January 1994 · 4 mos
State Registrations21 states
ARAZCAFLIDILINKYMDMIMONCNVNYORSCSDTNTXWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.