James Tanner
James Tanner is a registered investment advisor at Saratoga Research & Investment Management, based in Seattle, WA, with 16 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 2,740 clients with $2.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Annual fees vary by investment strategy: Equity - Quality at 0.75%, Equity - Focus at 1.00%, Strategic Income at 0.75%, Active Fixed Income at 0.50%, and Passive Fixed Income at 0.25%. Fees may be negotiable in certain circumstances.
Fee Estimator
Location
10015 Lake City Way NE, #409, Seattle, WA, 98125
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Saratoga Research & Investment Management
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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