DM
DM

Darren Moran

32 Years of Experience
Naples, FL
1 DisclosureBroker

Darren Moran is a registered investment advisor at Wells Fargo Advisors, based in Naples, FL, with 32 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

5811 Pelican Bay Blvd, Ste 600, Naples, FL, 34108

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History

Regulatory History (1)
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Customer Dispute
September 2023
Pending
Other Business Activities

Darren is the owner of Garrison Media, LLC, dedicating a few hours per week to historical preservation as an executive producer and host. He also owns Garrison LLC, where he spends nearly full-time working on Finet Practice, and holds a 50% ownership in Naples Private Wealth LLC, a passive holding company.

Employment History
Current Registrations
Wells Fargo Advisors
November 2014 - Present · 11 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2014 - Present · 11 yrs 6 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - November 2014 · 5 yrs 5 mos
Morgan Stanley
June 2009 - November 2014 · 5 yrs 5 mos
Citigroup Global Markets INC.
August 2005 - June 2009 · 3 yrs 10 mos
Citigroup Global Markets INC.Broker
November 1995 - June 2009 · 13 yrs 7 mos
Dean Witter Reynolds INC.Broker
September 1993 - November 1995 · 2 yrs 2 mos
State Registrations33 states
AZCACOCTDEFLGAIAILKSKYMAMDMIMOMSMTNCNENJNVNYOHORPASCSDTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Darren Moran - Financial Advisor | TrueAdvisor