EH
EH

Edward Hickey

32 Years of Experience
Ft Lauderdale, FL
1 DisclosureBroker

Edward Hickey is a registered investment advisor at Ameriprise Financial Services, LLC, based in Ft Lauderdale, FL, with 32 years of industry experience. Edward is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

350 E Las Olas Blvd, Ste 1700, Ft Lauderdale, FL, 33301

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2002
Settled
Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2013 - Present · 13 yrs 7 mos
Ameriprise Financial Services, LLC
March 2013 - Present · 13 yrs 7 mos
Ameriprise Financial Services, LLCBroker
March 2013 - Present · 13 yrs 7 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - April 2013 · 3 yrs 10 mos
Morgan Stanley
June 2009 - April 2013 · 3 yrs 10 mos
Citigroup Global Markets INC.
August 2002 - June 2009 · 6 yrs 10 mos
Citigroup Global Markets INC.Broker
August 2002 - June 2009 · 6 yrs 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
November 1993 - August 2002 · 8 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1993 - August 2002 · 8 yrs 9 mos
State Registrations29 states
ALAZCACOCTFLGAILINKYLAMAMDMEMIMONCNHNJNYOHORPASCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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