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CFP
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CFP

Alan Blender

Ameriprise Financial Services, LLC
42 Years of Experience
Ft Lauderdale, FL
2 DisclosuresBroker
View SEC Summary
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Alan Blender is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Ft Lauderdale, FL, with 42 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

350 E Las Olas Blvd, Ste 1700, Ft Lauderdale, FL, 33301

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2009
Denied
Customer Dispute
May 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Alan owns investment-related real estate (lot/land) in Ft Lauderdale, FL since April 2023.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2017 - Present · 9 yrs 2 mos
Ameriprise Financial Services, LLCBroker
August 2017 - Present · 9 yrs 2 mos
Previous Registrations
Morgan Stanley
January 2011 - August 2017 · 6 yrs 7 mos
Morgan StanleyBroker
June 2009 - August 2017 · 8 yrs 2 mos
Morgan Stanley Smith Barney LLC
June 2009 - December 2009 · 6 mos
Morgan Stanley & CO. Incorporated
April 2008 - June 2009 · 1 yr 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2008 - June 2009 · 1 yr 2 mos
UBS Financial Services INC.
September 2000 - April 2008 · 7 yrs 7 mos
UBS Financial Services INC.Broker
April 1994 - April 2008 · 14 yrs
Smith Barney Shearson INC.Broker
November 1983 - April 1994 · 10 yrs 5 mos
State Registrations23 states
ALAZCACOCTDCFLGAILINKYMDNCNJNYORPASCTNTXVAVirgin IslandsWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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