Joseph Pierce
Joseph Pierce is a registered investment advisor at Ameriprise Financial Services, LLC, based in Plymouth, MA, with 36 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
15 Caswell Ln Ste 1, Plymouth, MA, 02360
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2007Customer Dispute
March 1999Regulatory
July 1987Other Business Activities
Joseph is a co-owner of Plymouth Rock Financial Partners LLC, an Ameriprise franchise, since 2007. This investment-related activity takes about a quarter of his time, including time during trading hours.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Prospera Financial Services, INC.
Prospera Financial Services, INC.Broker
Wachovia Securities Financial Network, LLC
Wachovia Securities Financial Network, LLCBroker
Wachovia Securities, LLCBroker
Wachovia Securities, LLCBroker
First Union Capital Markets CORP.Broker
Painewebber IncorporatedBroker
Prudential Securities IncorporatedBroker
Smith Barney Shearson INC.Broker
Lehman Brothers INC.Broker
Bear, Stearns & CO. INC.Broker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.